FINRA Mortgage Security Margin Amendments HomepageComment Letters June 16, 2021 BDA Comments on FINRA Margin Proposal for Agency MBS May 14, 2021 BDA Files Letter on FINRA Margin Rule March 15, 2021 FINRA Requests Comment on Rule 4210 – Follows BDA Member Recommendations December 9, 2019 BDA Draft Letter to FINRA on Corporate Syndicate Settlement Period October 10, 2018 UPDATE: FINRA Board Approves Revisions to 4210 Amendments June 8, 2018 Rule 4210 Update: BDA Submits Capital Charge Letter to FINRA August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration December 9, 2016 BDA Submits Comment Letter to the SEC on MSRB Customer Complaint and Record Keeping Rule Amendments May 4, 2016 BDA Submits Comment Letter to the SEC: FINRA Rule 4210 "TBA" Margin Amendments February 11, 2016 BDA Submits Comment Letter to the SEC on FINRA 4210 Margin Amendments 1 2 »
August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration
December 9, 2016 BDA Submits Comment Letter to the SEC on MSRB Customer Complaint and Record Keeping Rule Amendments
