BDA Submits Comment Letter on FINRA Proposal to Identify and Manage Conflicts in the Preparation and Distribution of Debt Research Reports

Comments include a concern that there is a failure justify a shift from the substance of the Guiding Principles to Promote the Integrity of Fixed Income Research (Guiding Principles) published by The Bond Market Association in 2004 – a document relied upon by dealers and investors alike, as the standard for governing fixed income research.

View the full comment letter [here.]