News HomepagePage 32 December 9, 2019 BDA Draft Letter to FINRA on Corporate Syndicate Settlement Period November 6, 2019 FINRA Files for 4210 Effective Date Extension to March 2021 November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation October 29, 2019 Event Recap: BDA’s 11th Annual National Fixed Income Conference October 29, 2019 Event Recap: Fixed Income Legal & Compliance Roundtable October 23rd – Chicago, IL October 29, 2019 Event Recap: Public Finance Leadership Roundtable October 24th – Chicago, IL September 26, 2019 BDA 3Q Update – Advocacy & Representation of Member Firms September 25, 2019 BDA Continues Aggressive Advocacy on Non-Dealer MA Request of SEC September 23, 2019 BDA Launches Affiliate Member Division – Through Partnership with Hilltop Securities September 10, 2019 Bond Buyer Article Covering BDA’s Pushback on the SEC to Reject the PFM and NAMA Requests to Avoid Broker-Dealer Regulation « 1 … 27 28 29 30 31 32 33 34 35 36 37 … 81 »
November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation
September 23, 2019 BDA Launches Affiliate Member Division – Through Partnership with Hilltop Securities
September 10, 2019 Bond Buyer Article Covering BDA’s Pushback on the SEC to Reject the PFM and NAMA Requests to Avoid Broker-Dealer Regulation
