News HomepagePage 54 September 11, 2015 BDA Submits Letter to SEC on MSRB Proposed Rule G-42 Regarding the Core Duties of Municipal Advisors August 28, 2015 BDA Sumbits Letter to SEC on TRACE 'No Remuneration' Indicator August 25, 2015 BDA Submits Comment Letters to FINRA and MSRB on Market Data Sets August 20, 2015 NABL Releases Paper on Disclosure Policies and Procedures August 13, 2015 BDA Testifies Before U.S. Department of Labor on Fiduciary Duty August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable' July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA) July 21, 2015 BDA Submits Comment Letter to Labor Department on Fiduciary Duty Proposal July 14, 2015 Dan Leland of Southwest Securities Participates in Congressional Liquidity Roundtable May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs « 1 … 49 50 51 52 53 54 55 56 57 58 59 … 81 »
September 11, 2015 BDA Submits Letter to SEC on MSRB Proposed Rule G-42 Regarding the Core Duties of Municipal Advisors
August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable'
July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA)
May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs
