News HomepagePage 56 December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) October 31, 2014 BDA Sends Letter to SEC on SMMP Exceptions, Requests Bifurcated Affirmation Process October 22, 2014 BDA Sends Letter to SEC & MSRB: Urges Closer Look at Non-Dealer Placement Activities October 22, 2014 BDA Submits Comment Letter – MSRB 2015 Strategic Priorities October 16, 2014 BDA Member Profiles October 9, 2014 BDA Submits Comment Letter to MSRB on Rule G-37 September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities September 26, 2014 BDA Submits Comment Letter to MSRB on Post-Trade Transparency and a New CTP August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors « 1 … 51 52 53 54 55 56 57 58 59 60 61 … 81 »
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)
October 22, 2014 BDA Sends Letter to SEC & MSRB: Urges Closer Look at Non-Dealer Placement Activities
September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities
August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors
