News Category: Comment Letter HomepagePage 10 May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 May 6, 2015 BDA Submits Comment Letter to IRS on Issue Price to Inform 2015-16 IRS Priority Guidance April 17, 2015 BDA Submits Comment Letter to MSRB Re: Approval to Enhance Post-Trade Data Available on EMMA April 9, 2015 BDA Submits Comment Letter: FINRA Proposal to Expand TRACE Dissemination to Additional Securitized Products January 20, 2015 BDA Submits Comment Letters: FINRA and MSRB Proposed Pricing Reference Disclosure Rules January 16, 2015 BDA Submits Comment Letter: SEC Rule 15c2-12 December 8, 2014 BDA Submits Comment Letter: MSRB Proposed Amendments to Extend Rule G-20 Provisions on Gifts, Gratuities and Non-Cash Compensation to Municipal Advisors December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) « 1 … 5 6 7 8 9 10 11 12 13 14 15 16 »
May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs
April 17, 2015 BDA Submits Comment Letter to MSRB Re: Approval to Enhance Post-Trade Data Available on EMMA
April 9, 2015 BDA Submits Comment Letter: FINRA Proposal to Expand TRACE Dissemination to Additional Securitized Products
January 20, 2015 BDA Submits Comment Letters: FINRA and MSRB Proposed Pricing Reference Disclosure Rules
December 8, 2014 BDA Submits Comment Letter: MSRB Proposed Amendments to Extend Rule G-20 Provisions on Gifts, Gratuities and Non-Cash Compensation to Municipal Advisors
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)