News Category: Comment Letter HomepagePage 11 October 31, 2014 BDA Sends Letter to SEC on SMMP Exceptions, Requests Bifurcated Affirmation Process October 22, 2014 BDA Sends Letter to SEC & MSRB: Urges Closer Look at Non-Dealer Placement Activities October 22, 2014 BDA Submits Comment Letter – MSRB 2015 Strategic Priorities October 9, 2014 BDA Submits Comment Letter to MSRB on Rule G-37 September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities September 26, 2014 BDA Submits Comment Letter to MSRB on Post-Trade Transparency and a New CTP August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed Amendments to MSRB Rule G-3 on Continuing Education Requirements August 25, 2014 BDA Submits Comment Letter to MSRB: Draft Rule G-42, on Duties of Non-Solicitor Municipal Advisors May 22, 2014 BDA Submits Comment Letter to SEC on MSRB Proposed Rule Change on Assessments for Municipal Advisor Professionals « 1 … 6 7 8 9 10 11 12 13 14 15 16 »
October 22, 2014 BDA Sends Letter to SEC & MSRB: Urges Closer Look at Non-Dealer Placement Activities
September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities
August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors
August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed Amendments to MSRB Rule G-3 on Continuing Education Requirements
August 25, 2014 BDA Submits Comment Letter to MSRB: Draft Rule G-42, on Duties of Non-Solicitor Municipal Advisors
May 22, 2014 BDA Submits Comment Letter to SEC on MSRB Proposed Rule Change on Assessments for Municipal Advisor Professionals
