News Category: Comment Letter HomepagePage 5 August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration August 8, 2017 BDA Submitted Comment Letter: DOL Fiduciary Rule August 8, 2017 BDA Submitted Comment Letter: Urges the Secretary of the Treasury to Withdraw the Proposed IRS Political Subdivision Rule July 24, 2017 BDA Submits Tax Policy Recommendations to Senate Finance Committee Chairman Hatch on Tax Reform July 24, 2017 BDA Submitted Comment Letter: DOL Exemption Applicability Date Delay July 17, 2017 BDA Submits Comment Letter: Proposed Limited Safe Harbor from FINRA Debt Research Rules for Desk Commentary June 29, 2017 BDA Submits Comment Letter: MSRB Second Request for Comment on Draft Amendments to and Clarifications of MSRB Rule G-34, on Obtaining CUSIP Numbers June 1, 2017 BDA Submits Comments to Department of the Treasury and the Internal Revenue Service on Recommendations for the 2017-2018 Priority Guidance Plan May 16, 2017 BDA Submits Comment Letter: SEC Proposed Amendments to 15c2-12 April 19, 2017 BDA Submits Fiduciary Duty Comment Letter: Comments on the Presidential Memo « 1 2 3 4 5 6 7 8 9 10 … 16 »
August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration
August 8, 2017 BDA Submitted Comment Letter: Urges the Secretary of the Treasury to Withdraw the Proposed IRS Political Subdivision Rule
July 24, 2017 BDA Submits Tax Policy Recommendations to Senate Finance Committee Chairman Hatch on Tax Reform
July 17, 2017 BDA Submits Comment Letter: Proposed Limited Safe Harbor from FINRA Debt Research Rules for Desk Commentary
June 29, 2017 BDA Submits Comment Letter: MSRB Second Request for Comment on Draft Amendments to and Clarifications of MSRB Rule G-34, on Obtaining CUSIP Numbers
June 1, 2017 BDA Submits Comments to Department of the Treasury and the Internal Revenue Service on Recommendations for the 2017-2018 Priority Guidance Plan