News Category: Comment Letter HomepagePage 6 March 31, 2017 BDA Submits Comment Letter: Amendments to MSRB G-34 on CUSIPs March 27, 2017 BDA Comment Letter: MSRB Request for Comment on Amendments to MSRB G-21 and Advertising Standards for Municipal Advisors (MSRB G-40) March 21, 2017 BDA Comment Letter to DOL on Proposed 60-Day Delay to Applicability Date of the Fiduciary Duty Rule December 9, 2016 BDA Submits Comment Letter to the SEC on MSRB Customer Complaint and Record Keeping Rule Amendments December 5, 2016 BDA Submits Comment Letter to the SEC on its Proposed Amendment to Shorten the Settlement Cycle to T+2 November 11, 2016 BDA Submits Comment Letter to MSRB on Long-Term Strategic Priorities October 18, 2016 BDA Submits Comment Letter to MSRB on Request for Comment on Proposal to Clarify Minimum Denomination Rule October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal September 23, 2016 BDA Submits Comment Letter on FINRA Gifts, Gratuities and Non-Cash Compensation Rules September 9, 2016 BDA Submits Comment Letter to the SEC on FINRA’s Retail Confirmation Rule « 1 2 3 4 5 6 7 8 9 10 11 … 16 »
March 27, 2017 BDA Comment Letter: MSRB Request for Comment on Amendments to MSRB G-21 and Advertising Standards for Municipal Advisors (MSRB G-40)
March 21, 2017 BDA Comment Letter to DOL on Proposed 60-Day Delay to Applicability Date of the Fiduciary Duty Rule
December 9, 2016 BDA Submits Comment Letter to the SEC on MSRB Customer Complaint and Record Keeping Rule Amendments
December 5, 2016 BDA Submits Comment Letter to the SEC on its Proposed Amendment to Shorten the Settlement Cycle to T+2
October 18, 2016 BDA Submits Comment Letter to MSRB on Request for Comment on Proposal to Clarify Minimum Denomination Rule
October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal
September 23, 2016 BDA Submits Comment Letter on FINRA Gifts, Gratuities and Non-Cash Compensation Rules
