News Category: Comment Letter HomepagePage 9 November 30, 2015 BDA Submits Comment Letter Regarding FINRA Proposal Relating to Financial Exploitation of Seniors and Other Vulnerable Adults November 19, 2015 BDA Submits Comment Letter: MSRB Proposal to Lengthen the Term of Board Member Service November 10, 2015 BDA Submits Letter to SEC on FINRA Rule 4210 TBA Amendments September 22, 2015 BDA Submits Issue Price Comment Letter to IRS September 11, 2015 BDA Submits Letter to SEC on MSRB Proposed Rule G-42 Regarding the Core Duties of Municipal Advisors August 28, 2015 BDA Sumbits Letter to SEC on TRACE 'No Remuneration' Indicator August 25, 2015 BDA Submits Comment Letters to FINRA and MSRB on Market Data Sets August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable' July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA) July 21, 2015 BDA Submits Comment Letter to Labor Department on Fiduciary Duty Proposal « 1 … 4 5 6 7 8 9 10 11 12 13 14 … 16 »
November 30, 2015 BDA Submits Comment Letter Regarding FINRA Proposal Relating to Financial Exploitation of Seniors and Other Vulnerable Adults
November 19, 2015 BDA Submits Comment Letter: MSRB Proposal to Lengthen the Term of Board Member Service
September 11, 2015 BDA Submits Letter to SEC on MSRB Proposed Rule G-42 Regarding the Core Duties of Municipal Advisors
August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable'
July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA)
