News Category: Featured HomepagePage 30 January 22, 2020 SEC Pulls Back TRACE Pilot – Big Advocacy Win for BDA Members December 10, 2019 BDA Delivers Strong Message to SEC: Reject the Exemptive Order Outright December 9, 2019 BDA Draft Letter to FINRA on Corporate Syndicate Settlement Period November 6, 2019 FINRA Files for 4210 Effective Date Extension to March 2021 November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation October 29, 2019 Event Recap: BDA’s 11th Annual National Fixed Income Conference October 29, 2019 Event Recap: Fixed Income Legal & Compliance Roundtable October 23rd – Chicago, IL October 29, 2019 Event Recap: Public Finance Leadership Roundtable October 24th – Chicago, IL September 26, 2019 BDA 3Q Update – Advocacy & Representation of Member Firms Read More September 25, 2019 BDA Continues Aggressive Advocacy on Non-Dealer MA Request of SEC « 1 … 25 26 27 28 29 30 31 32 33 34 35 … 47 »
November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation