News Category: Fiduciary Duty HomepagePage 2 April 24, 2012 Fiduciary Duty Concept Release by Summer 2012 January 13, 2012 Chairman Schapiro responds to Congressman Garrett's letter: addresses Investor Protection & Fiduciary Standard Initiatives. September 19, 2011 DOL Pulls Fiduciary Rule September 13, 2011 BDA Opposes Fiduciary Duty Before House Financial Services August 23, 2011 MSRB files proposed Rule G-36 with the SEC, governing the fiduciary duty owed by municipal advisors. May 31, 2011 Rule G-23 Finalized March 21, 2011 BDA Comments on Proposed Changes to Rule G-23 January 22, 2011 Two Commissioners Criticize SEC Fiduciary Study January 22, 2011 SEC Releases Study on Fiduciary Duty « 1 2
January 13, 2012 Chairman Schapiro responds to Congressman Garrett's letter: addresses Investor Protection & Fiduciary Standard Initiatives.
August 23, 2011 MSRB files proposed Rule G-36 with the SEC, governing the fiduciary duty owed by municipal advisors.
