News Category: FINRA Margin Amendments Homepage September 13, 2021 Comment Letter to SEC Regarding SR-FINRA-2021-010 June 16, 2021 BDA Comments on FINRA Margin Proposal for Agency MBS May 14, 2021 BDA Files Letter on FINRA Margin Rule March 15, 2021 FINRA Requests Comment on Rule 4210 – Follows BDA Member Recommendations June 17, 2020 BDA to MSRB: Its Time to Address Dramatic Funding Imbalances and Outdated Revenue Model December 9, 2019 BDA Draft Letter to FINRA on Corporate Syndicate Settlement Period November 6, 2019 FINRA Files for 4210 Effective Date Extension to March 2021 October 10, 2018 UPDATE: FINRA Board Approves Revisions to 4210 Amendments July 17, 2018 BDA RECAP: Members Participate in Capitol Hill Fly-in on FINRA Rule 4210 & Host Congressional Fundraiser June 8, 2018 Rule 4210 Update: BDA Submits Capital Charge Letter to FINRA 1 2 »
June 17, 2020 BDA to MSRB: Its Time to Address Dramatic Funding Imbalances and Outdated Revenue Model
July 17, 2018 BDA RECAP: Members Participate in Capitol Hill Fly-in on FINRA Rule 4210 & Host Congressional Fundraiser
