News Category: Municipal Advisor Regulatory Regime Homepage December 22, 2020 SEC Does Not Plan to Extend TCE June 19, 2020 G-23 Update: BDA Speaks with MSRB on Potential Rule Changes June 16, 2020 SEC Grants Temporary Conditional Exemption for MA’s June 8, 2020 MSRB Submits A-3 Amendments to SEC PFM Request Not Included June 2, 2020 BDA Survey Results: Muni MA Activity and the SEC’s Proposed Exemptive Relief February 4, 2020 BDA Responds with Narrowly Tailored Parameters to Any Potential Exemptive Relief for Municipal Advisors November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation September 25, 2019 BDA Continues Aggressive Advocacy on Non-Dealer MA Request of SEC May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales February 27, 2019 MSRB Establishes New Effective Date for Advertising Rules and Adopts BDA Position on Social Media Guidance 1 2 3 »
February 4, 2020 BDA Responds with Narrowly Tailored Parameters to Any Potential Exemptive Relief for Municipal Advisors
November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation
May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales
February 27, 2019 MSRB Establishes New Effective Date for Advertising Rules and Adopts BDA Position on Social Media Guidance
